DOT Compliance Safety Group, LLC
DOT Compliance Safety Group, LLC
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Training

Session Information

The individual price per session is $65 unless the attendee checks the entire 12 session series rate at $540 for a saving of $240.  The price per session for multiple attendees from the same company will be $55 per session and $500 for the annual registration provided at least two purchase the annual series.


If you wish to have a customized training session, please call and we will accommodate your needs.


Obviously, DOT Compliance Safety Group will travel to your location and present live.  Training can be scheduled.  There still is no substitute for live instructor led training. Please call and schedule your on-site  visit.

Driver Qualifications

Driver error is the primary cause of 87% of all accidents.  Thorough  driver screening is essential to verify that the new driver candidate is  qualified and has the proper experience and skill set for the driving  that you are hiring him for.  Studies have shown what most of us know  intuitively: Past behavior is a good predictor of future behavior.  For  most accident categories, the same accident will happen again unless the  driver has specifically been retrained to improve his/her deficient  skill or poor habit.  Driver hiring is an intentional process to  investigate everything we can learn about the new driver before we  commit to hiring them.  DOT has mandated a very intense driver file  containing at least eight DOT forms to verify that you conducted a good  faith effort to screen to an established set of standards.  We will  learn the screening process by reviewing the required driver file  components.  Incidentally, during an audit, it is likely that these  files will receive a large percentage of the auditor’s time.


Hours of service records and limits have always been the DOT’s primary focus during both the roadside  inspection and the compliance review.  Some studies in the past have  estimated that as many as 50% of all accidents could be fatigue  related.  Fatigue is a serious risk to every driver and the associated  training and records can be essential to the driver’s survival.  Hours  of service rules have so many considerations and requirements, we will  offer three (2 hour) sessions on rules and records associated with  managing your driver’s fatigue.  Note that this aspect of our  transportation responsibilities for both drivers and managers will have  substantial changes during the next 2 years.  These changes will be  addressed in the second session. 

Session #1 – Hours of Service Applicability, Definitions, and Exceptions

This session will set the foundations for managing your hours of service  challenges by providing an understanding of the definitions and  exceptions used throughout Part 395 of the FMCSR.  We will ensure that  the attendees know exactly who is subject to these rules and how to  utilize exceptions designed for your operation.  Generally, we would not  want to do logs if we are not required to; but we have to know exactly  what conditions have to be met before we stop preparing them.

Session #2 – Record of Duty (Log), Form and Manner and Records

During this session, we will spend the entire two hour session learning  how to do logs if we need to.  When we study 49 CFR §395.8, we will  discover that if we do logs they must be done “perfectly”.  Very few  drivers will be accused of preparing their logs too well.  It is  management’s responsibility to audit and motivate poor performance to  improve.  In order to do that, it is essential that all managers and  administrative assistants as well as even dispatchers understand how to  do logs themselves.  In this session we will teach how to prepare a log  and then practice by creating a log of a trip as if the attendee was the  driver.  There are 11 mandatory entries on a log page and if not  completed properly, the entire log could be in violation and charged up  to $1000 per day.  This session will focus entirely on the log page.


Bonus:  Electronic On-Board recorders has been mandated on all  commercial motor vehicles by 12/18/17 with a few exceptions.  We will  look at the requirements and explore features of a few already on the  market.

Session #3 – Hours of Service Limitations

We will look at the physiological needs that we all have for sleep.   This is where we see the common practice of “sleeping at the wheel”.   Many of us have dosed while driving our cars—driver’s bodies are no  different than ours.  Without adequate rest, every driver has the  propensity to sleep while driving.  This is the most dangerous situation  in the trucking industry.  There is a high probability that a driver  will not wake up in time to save their lives or those involved with him  in the accident.  We will cover the daily and weekly hours limits that  all commercial drivers nationwide are subject to.  We will also talk  about how we can reset these hours or monitor their recap of the last 8  days.

Maintenance Records Requirements

"Maintenance Records Requirements" may be the most complicated of all of the files we talk about in the  FMCSR. Part 396 mandates four separate files for maintenance related  records and retention periods can vary as well.  Further complicating  this for the motor carrier is the requirement that these records be  maintained where the vehicle is either housed or maintained which can  easily be an outside vendor shop. Good luck getting ready for an audit  if these records are scattered and unorganized.  Again, as with logs  above, the maintenance requirements can be extensive and the records  quite involved.  We will present the DOT’s maintenance requirements in  three separate sessions.

Session #1 – Maintenance Review & Preventative Maintenance

The focus during this session will be on the individual vehicle file and  its contents.  Section 396.3 specifically mandates “systematic  maintenance” on all commercial motor vehicles.  Push out windows,  emergency doors and emergency lights must be inspected every 90 days for  buses.  Though the DOT does not say what service intervals look like  nor what they include, managers must be able to describe the process and  these records must prove that they were done on time.  The frequency  and content of these inspections will dictate the success of roadside  inspections and subsequent CSA scores.

Session #2 – Post and Pre trip Inspections and Records

In this session we will cover the requirements for a thorough pre-trip  inspection and the subsequent post trips’ Daily Vehicle Inspection  Report.  This is possibly the most dangerous report from a liability  perspective and historically the least understood.  The written record  DVIR is done after the post trip inspection at the end of the driver’s  shift, not after the pre-trip.   If a defect has been identified but has  been driven before the repair of all “safety defects”, it could result  in a large out of court settlement and the DOT classifies it as an acute  violation.  Your entire maintenance function could fail the audit if  these DVIRs are not prepared, monitored every day, and repaired as  necessary.  The flow of the paperwork can be essential to its proper  functionality.  Professional drivers will always start their day with a  thorough pre-trip inspection of their vehicle/s prior to driving on the  road.  They should have a guilty conscience if they short cut this  process and ask themselves “what critical safety component did I miss  which could result in an accident today”.  This session will portray the  entire process as defined in 396.11 and 396.13.

Session #3 – Annual Inspections and Appendix G to FMCSR

DOT Safety Plus is honored to have two consultants who are recognized  nationwide specialists on the roadside inspection and associated  Appendix G requirements.  They are the best in the business and will  host this session.  It is targeted at the annual inspection requirement  for every commercial vehicle but will include the roadside inspection  process which uses the CVSA’s North American Out-of-Service (OOS)  criteria.  The annual inspection standards are defined in Appendix G to  FMCSR and correspond very closely to the above OOS.  We will cover the  major component areas and discuss the inspector’s certification process.

Mandatory Hazardous Materials Training

Mandatory hazardous materials training is required for anyone who has  anything to do with preparing, packaging, loading/unloading or  transporting any amount of hazardous material (HM) in any size vehicle  in commerce.  49 CFR §172.704 requires four topics to be included in all  of this training.


  1. General awareness training which basically is to prepare the HM  employees to recognize when a HM is unsafe or illegal in order to  minimize the risk.
  2. Function specific training in two hours may be a challenge. During  the registration process for this course, attendees will be asked what  job function they have and the type of HM and packaging they work with.   For select HM or job titles, registrants may be encouraged to expand  the coverage beyond this two hour session. The presentation will also  encourage attendee interaction to generate function specific feedback.
  3. Safety training will be accommodated through introduction of the  Emergency Response Guidebook. MSDSs will be mentioned but for this  session, the ERG book will be our source for safety training procedures.
  4. Security Awareness training will be provided to all attendees but  when applicable, “In-depth Security awareness training will be deferred  for their own corporate supplemental training to accommodate the extra  In-depth training objectives.


A quiz will be completed and sent back to DOT Compliance Safety Group for grading before a certificate of training will be granted.

DOT Basics

This seminar is a review of the DOT requirements and changes to the  Federal Motor Carrier Safety Regulations (FMCSR).  The objective is to  introduce the attendee to the DOT’s basic requirements for all Motor  Carriers who operate vehicles with a GVWR or GCWR of over 10000 lbs, are  placarded for HM or have a passenger carrying capacity of 9 or more.   We focus on the six files that are required to prove that the carrier  has control over:


1) Adequate insurance,

2) Accident control,

3) DOT alcohol and drug testing process,

4) Driver qualifications verification and screening,

5) Hours of service and logs, and

6) Maintenance and repairs


This is an excellent introductory class  for those who may be new to the industry or transportation  responsibilities.  It’s also great refresher to keep up with all of the  changes.

Lower your CSA scores (Compliance, Safety, Accountability)

CSA (Compliance, Safety, Accountability) is the hottest topic in the  trucking industry since its implementation in 2010.  There were no  regulations changes as part of this initiative; it is the primary method  used by the DOT to identify motor carriers who appear to have  inadequate compliance performance.  There are not enough DOT auditors to  keep up with the 700,000+ carriers nationwide.  CSA scores roadside  inspection results and crash data are used to rank the motor carrier  against their peers in the industry.  It is critical to everyone’s  success that their scores remain at a low percentage.  Come and learn  definite procedures that can be implemented to keep these scores low.

Accident Control and Tracking

Stopping accidents is the most important function any of us in the  industry can have.  No amount of profit can pay for one fatality or even  injury.  A small accident is just a large one that didn’t quite happen.  Our responsibility in management is to create an environment where  accidents don’t happen and if they do, they will never be repeated.  This seminar will concentrate on:


  • What we can do to prevent accidents,
  • What do we all do when an accident occurs,
  • What records must be collected and filed,
  • How to investigate and an accident, and
  • How to redesign procedures to reduce the likelihood of an accident being repeated.

DOT Alcohol and Drug Testing

Since 1992, all CDL drivers must be subject to a company DOT alcohol  and drug testing program.  There are very specific procedures for the  service providers as well of the motor carriers.  Unfortunately, the  motor carrier is responsible for all of the errors the service providers  make.  It is essential that all managers and administrative assistants  in safety, HR, and operations understand enough about the proper  procedures to ensure that all DOT requirements are followed and that the  correct records are collected.  This seminar will provide a strong  regulatory foundation for implementing a compliant DOT alcohol and drug  program and what to look for in a third party provider.


Mandatory supervisory training on Reasonable Suspicion Testing is a  mandatory 2 hour class for everyone “designated to supervise drivers”.   It is a once in a life time minimum requirement and will be scheduled  as often as requested.  This session will not satisfy that specific  requirement.  Call Jess Seward to schedule a separate on-line session.

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DOT Compliance Safety Group, LLC

Jesse Seward - Owner, Lead Consultant, Project Manager

(907) 982-7220 - AK.DOT.CSG@gmail.com